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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

MONTEREY PRIVATE WEALTH, INC.

CRD 114572

MONTEREY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ae4f77-cf51-56f4-0e00-589979b22538

Data as of Mar 22, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 11
On other graphs: 2
Observed: Mar 27, 2012 to Mar 22, 2025
43 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Monterey Private Wealth, Inc.

Intermediary · shared crd

Allocatorsidentity

Monterey Private Wealth, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2025-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $917MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 8
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 1,985
Individual clients: 383
High net worth clients: 227
SEC number: 801-61605
CIK: 1839826
CRD: 114572
Filings on the tape: 43
First filed: Mar 27, 2012
Latest filed: Mar 22, 2025
Organised: Corporation, CA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALT, GARY, EUGENE DOUGLAS	Partner	C	yes	01/2021	Mar 27, 2012	Nov 5, 2024
CABANILLAS, CRISTOFER, ANDRES	Trustee	F	yes	02/2016	Jun 14, 2013	Nov 5, 2024
CABANILLAS, CRISTOFER, ANDRES	President	Na	yes	03/2013	Jun 14, 2013	Nov 5, 2024
FAB CAB TRUST DATED FEBRUARY 19, 2016	Shareholder	C	yes	02/2016	Mar 28, 2019	Nov 5, 2024
MERRELL, STEVEN, CHARLES	Trustee	F	yes	03/2005	Mar 27, 2012	Nov 5, 2024
MERRELL, STEVEN, CHARLES	CHIEF COMPLIANCE OFFICER/PARTNER	Na	yes	01/2021	Mar 27, 2012	Nov 5, 2024
STEVEN AND JEANNE MERRELL FAMILY TRUST UTD MARCH 18, 2005	Shareholder	C	yes	06/2001	Mar 27, 2012	Nov 5, 2024
Cabanillas, Shelley, Marie	Trustee	F	no	02/2016	Mar 28, 2019	Nov 5, 2024
MERRELL, JEANNE, MARIE	Trustee	F	no	03/2005	Nov 15, 2019	Nov 5, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pleasanton	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 22, 2025	$1.1B	$1.0B	13	8	10	n/a	n/a
2023	Feb 29, 2024	$966M	$905M	13	8	10	n/a	n/a
2022	Mar 22, 2023	$842M	$818M	12	8	10	n/a	n/a
2021	Mar 16, 2022	$858M	$823M	12	8	10	n/a	n/a
2020	Feb 1, 2021	$700M	$672M	12	8	2	n/a	n/a
2019	Mar 10, 2020	$622M	$569M	13	9	2	n/a	n/a
2018	Mar 28, 2019	$516M	$478M	13	9	2	n/a	n/a
2017	Mar 29, 2018	$480M	$442M	10	7	2	n/a	n/a
2016	Feb 27, 2017	$386M	$360M	11	7	n/a	n/a	n/a
2015	Feb 15, 2016	$444M	$323M	12	7	n/a	n/a	n/a
2014	Mar 5, 2015	$334M	$299M	9	5	n/a	n/a	n/a
2013	Mar 26, 2014	$300M	$274M	9	5	n/a	n/a	n/a
2012	Mar 27, 2013	$241M	$201M	8	5	n/a	n/a	n/a
2011	Mar 27, 2012	$217M	$174M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.1B	$966M	13.8%	$858M	8.6%	13	13	10	10

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	6	Apr 21, 2025	Apr 1, 2025	MONTEREY, CA	Firm absorbed	RIA to RIA	85.7%

Relationships

Registered with (7)

← CRISTOFER ANDRES CABANILLASAdvisorregistration: previous registration
Oct 10, 2011 to Apr 21, 2025factForm ADV
← GARY EUGENE DOUGLAS ALTAdvisorregistration: previous registration
May 1, 2003 to Apr 21, 2025factForm ADV
← MARK W KOOIMANAdvisorregistration: previous registration
Jan 18, 2017 to Apr 21, 2025factForm ADV
← SPENCER HARVEY LLOYDAdvisorregistration: previous registration
May 17, 2019 to Apr 21, 2025factForm ADV
← ZACHARIAH A HARNEYAdvisorregistration: previous registration
Feb 7, 2019 to Apr 21, 2025factForm ADV
← Hannah Dee RoggeAdvisorregistration: previous registration
May 6, 2016 to Apr 21, 2025factForm ADV
← Julie Olson RothAdvisorregistration: previous registration
Nov 16, 2018 to Apr 21, 2025factForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser6 advisors, firm absorbed, same day
Apr 21, 2025 to Apr 1, 2025factForm ADV

Controls (5)

← MERRELL, STEVEN, CHARLESOwnerTRUSTEE, ownership code F, individual
Mar 27, 2012 to Nov 5, 2024factForm ADV
← CABANILLAS, CRISTOFER, ANDRESOwnerTRUSTEE, ownership code F, individual
Jun 14, 2013 to Nov 5, 2024factForm ADV
← ALT, GARY, EUGENE DOUGLASOwnerPARTNER, ownership code C, individual
Mar 27, 2012 to Nov 5, 2024factForm ADV
← FAB CAB TRUST DATED FEBRUARY 19, 2016OwnerSHAREHOLDER, ownership code C, domestic entity
Mar 28, 2019 to Nov 5, 2024factForm ADV
← STEVEN AND JEANNE MERRELL FAMILY TRUST UTD MARCH 18, 2005OwnerSHAREHOLDER, ownership code C, domestic entity
Mar 27, 2012 to Nov 5, 2024factForm ADV

Owns (2)

← Cabanillas, Shelley, MarieOwnerTRUSTEE, ownership code F, individual
Mar 28, 2019 to Nov 5, 2024factForm ADV
← MERRELL, JEANNE, MARIEOwnerTRUSTEE, ownership code F, individual
Nov 15, 2019 to Nov 5, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2025
Left the SEC roster
Monterey Private Wealth, Inc. no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $1.1B)
Form ADVobserved 6 days ago
$1.1B
Occurred
Apr 21, 2025
Firm absorbed
Monterey Private Wealth, Inc.'s advisors moved to Creative Planning (Monterey, CA): 6 of 7 registered, on the same day
Form ADVobserved 6 days ago
6 advisors
Occurred
Apr 21, 2025
Advisor changed firm
Zachariah A Harney left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Hannah Dee Rogge left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Julie Olson Roth left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Spencer Harvey Lloyd left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Mark W Kooiman left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Cristofer Andres Cabanillas left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Gary Eugene Douglas Alt left Monterey Private Wealth, Inc. for Creative Planning (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2021
Control person left
Burton Kenneth Petersen (Principal) no longer on Schedule A of Monterey Private Wealth, Inc. (listed 2020-11-03, absent 2021-02-01)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 16, 2022
Monterey Private Wealth, Inc. reported 10 offices beyond its principal office, up from 2 (2021-08-06 to 2022-03-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9ae4f77-cf51-56f4-0e00-589979b22538
First observed: Mar 27, 2012
Last observed: Mar 22, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTEREY PRIVATE WEALTH, INC.

CRD 114572

MONTEREY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ae4f77-cf51-56f4-0e00-589979b22538

Data as of Mar 22, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALT, GARY, EUGENE DOUGLAS

Partner

yes

01/2021

Mar 27, 2012

Nov 5, 2024

CABANILLAS, CRISTOFER, ANDRES

Trustee

yes

02/2016

Jun 14, 2013

Nov 5, 2024

CABANILLAS, CRISTOFER, ANDRES

President

yes

03/2013

Jun 14, 2013

Nov 5, 2024

FAB CAB TRUST DATED FEBRUARY 19, 2016

Shareholder

yes

02/2016

Mar 28, 2019

Nov 5, 2024

MERRELL, STEVEN, CHARLES

Trustee

yes

03/2005

Mar 27, 2012

Nov 5, 2024

MERRELL, STEVEN, CHARLES

CHIEF COMPLIANCE OFFICER/PARTNER

yes

01/2021

Mar 27, 2012

Nov 5, 2024

STEVEN AND JEANNE MERRELL FAMILY TRUST UTD MARCH 18, 2005

Shareholder

yes

06/2001

Mar 27, 2012

Nov 5, 2024

Cabanillas, Shelley, Marie

Trustee

02/2016

Mar 28, 2019

Nov 5, 2024

MERRELL, JEANNE, MARIE

Trustee

03/2005

Nov 15, 2019

Nov 5, 2024

City

State

Country

Employees

Also broker-dealer

Pleasanton

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 22, 2025

$1.1B

$1.0B

n/a

2023

Feb 29, 2024

$966M

$905M

n/a

2022

Mar 22, 2023

$842M

$818M

n/a

2021

Mar 16, 2022

$858M

$823M

n/a

2020

Feb 1, 2021

$700M

$672M

n/a

2019

Mar 10, 2020

$622M

$569M

n/a

2018

Mar 28, 2019

$516M

$478M

n/a

2017

Mar 29, 2018

$480M

$442M

n/a

2016

Feb 27, 2017

$386M

$360M

n/a

2015

Feb 15, 2016

$444M

$323M

n/a

2014

Mar 5, 2015

$334M

$299M

n/a

2013

Mar 26, 2014

$300M

$274M

n/a

2012

Mar 27, 2013

$241M

$201M

n/a

2011

Mar 27, 2012

$217M

$174M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.1B

$966M

13.8%

$858M

8.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Apr 21, 2025

Apr 1, 2025

MONTEREY, CA

Firm absorbed

RIA to RIA

85.7%