DFX Intelligence

Data Factory

J•••• O•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

J•••• O•••• R•••

Advisor at I••••••• W••••• M••••••••• L••

M•••••••, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3305c493-c9e9-6fbe-ba4a-6fb137097f19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 16, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• W••••• M••••••••• L••	Independent wealth	Jul 3, 2025	n/a	yes	M•••••••, CA	Current employment
C••••••• P•••••••	Independent wealth	Apr 1, 2025	May 21, 2025	no	OVERLAND PARK, KS\|Monterey, CA\|Pacific Grove, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	I••••••• W••••• M••••••••• L••	May 21, 2025	Jul 3, 2025	43	Firm change	RIA to RIA
M••••••• P•••••• W•••••• I•••	C••••••• P•••••••	Apr 21, 2025	Apr 1, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
114572:105348:CA:2025-04-21	Apr 21, 2025	Apr 1, 2025	M•••••••, CA	Firm change

Relationships

Registered with (3)

→ I••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Apr 1, 2025 to May 21, 2025factForm ADV
→ M••••••• P•••••• W•••••• I•••Registered adviserregistration: previous registration
Nov 16, 2018 to Apr 21, 2025factForm ADV

Dated events

Occurred
May 21, 2025
Advisor changed firm
J•••• O•••• R••• left C••••••• P••••••• for I••••••• W••••• M••••••••• L•• (registered 2025-07-03)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2025
Advisor changed firm
J•••• O•••• R••• left M••••••• P•••••• W•••••• I••• for C••••••• P••••••• (registered 2025-04-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3305c493-c9e9-6fbe-ba4a-6fb137097f19
First observed: Nov 16, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.