DFX Intelligence

N••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

N••• P•••••••• L•

CRD 323847

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:d9c5a275-2486-f2b0-48b4-3b5ff6519da9

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 3
Observed: Jun 28, 2024 to May 15, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

N••• P•••••••• L•

Venture manager · shared crd

Independent Sponsorsidentity

N••• P•••••••• L•

Capital provider to sponsors · shared crd

Private Equityidentity

N••• P•••••••• L•

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $3.8B••• Locked
Discretionary RAUM: $3.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••• P••••••• I• L•	Private Equity Fund	$873M	Jul 11, 2024	90	Feb 20, 2023	reported	021-468110
N••• P••••••• I• E•••••••• L•	Private Equity Fund	$111M	Jul 11, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• R••••••• L••••	CHIEF OPERATING OFFICER	Na	yes	09/2022	Jun 28, 2024	Jul 11, 2024
J••••• P••••• J•••••	SOLE MEMBER	E	yes	08/2022	Jun 28, 2024	Jul 11, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••• P••••••• I• E•••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
N••• P••••••• I• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.8B	$3.0B	23.9%	n/a	n/a	34	25	0	0

Relationships

Advises (4)

→ N••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2024 to presentfactForm ADV
→ N••• P••••••• I• L•Private fundPrivate Equity Fund, IA
Feb 20, 2023 to presentfactForm ADV
→ N••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Feb 20, 2023 to presentfactForm ADV
→ N••• P••••••• I• E•••••••• L•Private fund

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$2.0B
Occurred
Jun 28, 2024
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9c5a275-2486-f2b0-48b4-3b5ff6519da9
First observed: Jun 28, 2024
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.