DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••• P•••••••• L•
Latest filing May 15, 2026
First filing on the tape Jun 28, 2024 · 7 filings
SEC status approved since Jul 25, 2024
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$3.8B as of May 15, 2026
Mar 31, 2025$3.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 15, 2026
Mar 31, 20250 then
Employees (5.A)34 as of May 15, 2026
Mar 31, 202525 then
Private funds8 as of May 15, 2026
Mar 31, 20258 then
RAUM +24% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $472MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••• P••••••• I• L• | Private Equity Fund | $873M | 90 | Feb 20, 2023 |
| N••• P••••••• I• E•••••••• L• | Private Equity Fund | $111M | 10 | Mar 30, 2024 |
| N••• P••••••• I•• L• | Private Equity Fund | $74.6M | 7 | Mar 30, 2024 |
| N••• P••••••• I•• L• | Private Equity Fund | $4.5M | 15 | Feb 20, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• R••••••• L•••• · Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- J••••• P••••• J••••• · Limited Partner And Managing Partnercontrolsince 08/2022 · owns 75% or more
- M•••••••• C••••• A•••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 02/2024 · owns less than 5%
- J••••• P••••• J••••• · Sole Membercontrolsince 08/2022 · owns 75% or more of N••• P••••••• G•• L••
Entity owners
- N••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- N••• P••••••• I• E•••••••• G• L••pooled vehicle sponsorn
- N••• P••••••• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 19 to 23Jan 8, 2026 to Mar 31, 2026
- Employees · 25 to 34Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.0B to $3.8BJan 8, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.0B to $3.8BJan 8, 2026 to Mar 31, 2026
- RAUM · $3.0B to $3.8BJan 8, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Accounts · 4 to 8Jul 11, 2024 to Mar 31, 2025
- Advisory employees · 16 to 19Jul 11, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 8Jul 11, 2024 to Mar 31, 2025
- Employees · 20 to 25Jul 11, 2024 to Mar 31, 2025
- Private funds · 4 to 8Jul 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $3.0BJul 11, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $3.0BJul 11, 2024 to Mar 31, 2025
- RAUM · $1.1B to $3.0BJul 11, 2024 to Mar 31, 2025
- Related bank · false to trueJul 11, 2024 to Mar 31, 2025
- Private funds · 8 to 4Jun 28, 2024 to Jul 11, 2024
Signals
2 dated events
- N••• P•••••••• L• reported RAUM $3.0B, up 186% from $1.1B (2024-07-11 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- N••• P•••••••• L• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- N••• P•••••••• L• · Private Equityshared crd · organization
- N••• P•••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- neospartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-727-9690reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026