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Reading the graph
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Advisor at B••••• I••••••••• L••
DORAL, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• I••••••••• L•• | Former SEC adviser | Jan 7, 2026 | n/a | yes | DORAL, FL | Current employment |
| B••••• I••••••••• L•• | Former SEC adviser | May 5, 2025 | Dec 31, 2025 | no | DORAL, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• G••••• A••••••• L•• | B••••• I••••••••• L•• | Jun 10, 2024 | Dec 17, 2024 | 190 | Firm change | Other |
| H•••••••• A•••• M••••••••• L•• | S•••••• G••••• A••••••• L•• | Apr 3, 2023 |
| Previous registration |
| B••••• I••••••••• L•• | Former SEC adviser | Dec 17, 2024 | Dec 31, 2024 | no | Millersville, MD | Previous registration |
| S•••••• G••••• A••••••• L•• | State registered | Jan 17, 2024 | Jun 10, 2024 | no | Doral, FL|AVENTURA, FL | Previous registration |
| H•••••••• A•••• M••••••••• L•• | Independent wealth | May 12, 2011 | Apr 3, 2023 | no | MIAMI, FL|MIAMI, FL|Arnold, MD | Previous registration |
| H•••••••• A•••• M••••••••• L•• | Independent wealth | May 12, 2011 | Dec 31, 2019 | no | MIAMI, FL | Previous registration |
| H•••••••• A•••• M••••••••• L•• | Independent wealth | May 12, 2011 | Dec 31, 2014 | no | MIAMI, FL | Previous registration |
| H•••••••• A•••• M••••••••• L•• | Independent wealth | Jul 17, 2009 | Dec 31, 2010 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| B••••• P•••••••• L•• | Independent wealth | Apr 21, 2008 | Apr 6, 2009 | no | MIAMI, FL | Previous registration |
| S•••• C•••••• W••••• M••••••••• I•• | n/a | Sep 13, 2007 | Nov 1, 2007 | no | MIAMI, FL | Previous registration |
| 289 |
| Firm change |
| RIA to state RIA |
| B••••• P•••••••• L•• | H•••••••• A•••• M••••••••• L•• | Apr 6, 2009 | Jul 17, 2009 | 102 | Firm change | Other |
| S•••• C•••••• W••••• M••••••••• I•• | B••••• P•••••••• L•• | Nov 1, 2007 | Apr 21, 2008 | 172 | Firm change | Other |