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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HOLLANDER ASSET MANAGEMENT LLC

CRD 150343

MIAMI, FL

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Search this name across graphsid dfx:ria:47976310-e94e-0802-9303-d91c8561dda6

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 7
On other graphs: 0
Observed: Mar 29, 2012 to Sep 8, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.42 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $420MItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $241MderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $210Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 52
High net worth clients: 6
SEC number: 801-70271
CRD: 150343
Filings on the tape: 25
First filed: Mar 29, 2012
Latest filed: Sep 8, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BIANCA MIA HOLLANDER PONTES	n/a	MIAMI, FL	0	12	n/a	no
CARLOS HOLLANDER	n/a	MIAMI, FL	0	27	6	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TORNADO INVESTMENT FUND LTD.	Hedge Fund	$255M	Sep 24, 2024	1	Mar 31, 2017	reported	n/a
MONDEGO FUND	Hedge Fund	$122M	Nov 5, 2021	10	Mar 31, 2017	dropped	n/a
FENDER INVESTMENT FUND	Hedge Fund	$114M	Sep 24, 2024	13	Mar 31, 2014	reported	n/a
MONDEGO FUND LTD.	Hedge Fund	$98.1M	Mar 30, 2016	8	Mar 30, 2016	dropped	n/a
LEGACY FUND LTD	Hedge Fund	$87.6M	Mar 30, 2016	9	Mar 19, 2013	dropped	n/a
3S INVESTMENT FUND	Hedge Fund	$39.4M	Mar 31, 2017	3	Mar 31, 2017	dropped	n/a
CDR HOLLANDER GLOBAL DIVERSIFIED FUND SPC	Hedge Fund	$1.1M	Apr 3, 2023	2	Mar 29, 2019	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOLLANDER PONTES, BIANCA, MIA	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Mar 21, 2023	Sep 24, 2024
HOLLANDER, CARLOS	CHIEF EXECUTIVE OFFICER	Na	yes	03/2009	Mar 29, 2012	Sep 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARLOS HOLLANDER	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$420M	$203M	2	2	1	2	n/a
2024	Mar 29, 2025	$622M	$423M	3	3	0	3	n/a
2023	Mar 29, 2024	$578M	$394M	3	3	0	2	$369M
2022	Mar 21, 2023	$570M	$394M	3	3	0	3	$351M
2021	Mar 14, 2022	$427M	$427M	5	3	0	3	$317M
2020	Feb 25, 2021	$565M	$496M	4	3	0	4	$438M
2019	May 14, 2020	$450M	$450M	4	2	0	4	$438M
2018	Mar 29, 2019	$438M	$438M	4	3	0	4	$398M
2017	Mar 31, 2018	$431M	$421M	4	3	0	3	$387M
2016	Mar 31, 2017	$531M	$531M	4	2	n/a	4	$407M
2015	Mar 30, 2016	$446M	$446M	4	2	n/a	3	$239M
2014	Mar 23, 2015	$146M	$51.2M	4	2	n/a	2	$118M
2013	Mar 31, 2014	$131M	$37.9M	4	2	n/a	2	$118M
2012	Mar 19, 2013	$90.3M	$8.1M	2	2	n/a	1	$78.4M
2011	Mar 29, 2012	$95.3M	$31.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$420M	$622M	-32.6%	$570M	-9.7%	2	3	1	0

Relationships

Registered with (5)

← CARLOS HOLLANDERAdvisorregistration: previous registration
May 12, 2011 to Dec 31, 2019factForm ADV
← BIANCA MIA HOLLANDER PONTESAdvisorregistration: current employment
Oct 8, 2025 to presentfactForm ADV
← Matheus UbriacoAdvisorregistration: previous registration
Jul 23, 2025 to Jan 5, 2026factForm ADV
← Vinicius RibeiroAdvisorregistration: previous registration
May 12, 2011 to Apr 3, 2023factForm ADV
← Victor Thomas DeischlAdvisorregistration: previous registration
Jul 17, 2018 to Dec 31, 2019factForm ADV

Advises (7)

→ TORNADO INVESTMENT FUND LTD.Private fundHedge Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ FENDER INVESTMENT FUNDPrivate fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ CDR HOLLANDER GLOBAL DIVERSIFIED FUND SPCPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2019 to Apr 3, 2023factForm ADV
→ MONDEGO FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 5, 2021factForm ADV
→ 3S INVESTMENT FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Mar 31, 2017factForm ADV
→ LEGACY FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 19, 2013 to Mar 30, 2016factForm ADV
→ MONDEGO FUND LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2016 to Mar 30, 2016factForm ADV

Controls (2)

← HOLLANDER, CARLOSOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 29, 2012 to Sep 24, 2024factForm ADV
← HOLLANDER PONTES, BIANCA, MIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2023 to Sep 24, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Hollander Asset Management Llc reported RAUM $419.7M, down 33% from $622.4M (2025-03-29 to 2026-03-30)
Form ADVobserved 4 days ago
$-203M
Occurred
Jan 5, 2026
Advisor changed firm
Matheus Ubriaco left Hollander Asset Management Llc for Xp Advisory Us, Inc. (registered 2026-01-15)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Vinicius Ribeiro left Hollander Asset Management Llc for Sardona Global Advisors Llc (registered 2024-01-17)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2023
Regulatory AUM changed
Hollander Asset Management Llc reported RAUM $570.4M, up 33% from $427.3M (2022-11-17 to 2023-03-21)
Form ADVobserved 4 days ago
$143M
Occurred
Mar 21, 2023
Control person joined
Mia Bianca Hollander Pontes (Chief Compliance Officer) appeared on Schedule A of Hollander Asset Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 21, 2023
Control person left
Abreu Vinicius Ribeiro (Managing Member & Chief Compliance Officer) no longer on Schedule A of Hollander Asset Management Llc (listed 2022-11-17, absent 2023-03-21)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2021
Regulatory AUM changed
Hollander Asset Management Llc reported RAUM $564.6M, up 25% from $450.0M (2020-06-18 to 2021-02-25)
Form ADVobserved 4 days ago
$115M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47976310-e94e-0802-9303-d91c8561dda6
First observed: Mar 29, 2012
Last observed: Sep 8, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOLLANDER ASSET MANAGEMENT LLC

CRD 150343

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47976310-e94e-0802-9303-d91c8561dda6

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BIANCA MIA HOLLANDER PONTES

n/a

MIAMI, FL

n/a

CARLOS HOLLANDER

n/a

MIAMI, FL

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TORNADO INVESTMENT FUND LTD.

Hedge Fund

$255M

Sep 24, 2024

Mar 31, 2017

reported

n/a

MONDEGO FUND

Hedge Fund

$122M

Nov 5, 2021

Mar 31, 2017

dropped

n/a

FENDER INVESTMENT FUND

Hedge Fund

$114M

Sep 24, 2024

Mar 31, 2014

reported

n/a

MONDEGO FUND LTD.

Hedge Fund

$98.1M

Mar 30, 2016

dropped

n/a

LEGACY FUND LTD

Hedge Fund

$87.6M

Mar 30, 2016

Mar 19, 2013

dropped

n/a

3S INVESTMENT FUND

Hedge Fund

$39.4M

Mar 31, 2017

dropped

n/a

CDR HOLLANDER GLOBAL DIVERSIFIED FUND SPC

Hedge Fund

$1.1M

Apr 3, 2023

Mar 29, 2019

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOLLANDER PONTES, BIANCA, MIA

CHIEF COMPLIANCE OFFICER

yes

02/2023

Mar 21, 2023

Sep 24, 2024

HOLLANDER, CARLOS

CHIEF EXECUTIVE OFFICER

yes

03/2009

Mar 29, 2012

Sep 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARLOS HOLLANDER

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$420M

$203M

n/a

2024

Mar 29, 2025

$622M

$423M

n/a

2023

Mar 29, 2024

$578M

$394M

$369M

2022

Mar 21, 2023

$570M

$394M

$351M

2021

Mar 14, 2022

$427M

$317M

2020

Feb 25, 2021

$565M

$496M

$438M

2019

May 14, 2020

$450M

$438M

2018

Mar 29, 2019

$438M

$398M

2017

Mar 31, 2018

$431M

$421M

$387M

2016

Mar 31, 2017

$531M

n/a

$407M

2015

Mar 30, 2016

$446M

n/a

$239M

2014

Mar 23, 2015

$146M

$51.2M

n/a

$118M

2013

Mar 31, 2014

$131M

$37.9M

n/a

$118M

2012

Mar 19, 2013

$90.3M

$8.1M

n/a

$78.4M

2011

Mar 29, 2012

$95.3M

$31.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$420M

$622M

-32.6%

$570M

-9.7%