DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••• V••••• A•••••• G••••• L••
NORMAN, OK | BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• V••••• A•••••• G••••• L•• | Independent wealth | May 7, 2014 | n/a | yes | NORMAN, OK|BERWYN, PA | Current employment |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Oct 13, 2005 | Dec 14, 2007 | no | NORMAN, OK|OKLAHOMA CITY, OK|NORMAN, OK|NORMAN, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | G•••• V••••• A•••••• G••••• L•• | Dec 14, 2007 | May 7, 2014 | 2,336 | Firm change after gap | Other |
| N••••••••• M••••• W••••• M••••••••• C•••••• | N••••••••• M••••• I••••••••• S••••••••• | Apr 30, 2007 |
| N••••••••• M••••• W••••• M••••••••• C•••••• | n/a | Oct 28, 2004 | Apr 30, 2007 | no | MILWAUKEE, WI | Previous registration |
| N•••••• P••••••• A•••••••• L••••• | n/a | Mar 9, 2004 | Jan 31, 2006 | no | NORMAN, OK | Previous registration |
| -564 |
| Bulk transfer |
| Other |
| N•••••• P••••••• A•••••••• L••••• | N••••••••• M••••• W••••• M••••••••• C•••••• | Jan 31, 2006 | Oct 28, 2004 | -460 | Firm change after gap | Other |