DFX Intelligence

R••• A•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

R••• A•••• C•••••••

Advisor at N•• E•• I••••••••• L••

SOUTHFIELD, MI

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Search this name across graphsid dfx:ria:d9cc387b-7b79-f9bf-57ba-586f1c2b8c1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E•• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E•• I••••••••• L••	State registered	Jan 30, 2026	n/a	yes	SOUTHFIELD, MI	Current employment
C•••••• A•••••••	Bd affiliated wealth	Aug 26, 2020	Oct 14, 2021	no	Southfield, MI\|Farmington Hills, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	N•• E•• I••••••••• L••	Oct 14, 2021	Jan 30, 2026	1,569	Firm change after gap	Ibd to state RIA
L•••••• I•••••••••	C•••••• A•••••••	Oct 14, 2021	Aug 26, 2020

Relationships

Registered with (3)

→ N•• E•• I••••••••• L••Registered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Aug 26, 2020 to Oct 14, 2021factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Aug 15, 2019 to Oct 14, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9cc387b-7b79-f9bf-57ba-586f1c2b8c1c
First observed: Aug 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.