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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

CHRISTOPHER PAUL CLINI

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Hartford, CT

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Search this name across graphsid dfx:ria:d9d56f81-c1ea-9dd5-02f4-a6460055399c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 28, 2009
First registration: Mar 1, 2017
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER PAUL CLINI|Christopher Clini
IAPD individual key: 5614518

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 21, 2022	n/a	yes	Hartford, CT\|GREENWOOD VILLAGE, CO	Current employment
PRUDENTIAL SELECT STRATEGIES LLC	Institutional manager	Jul 7, 2020	Nov 28, 2020	no	Hartford, CT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Sep 11, 2019	no	NEW HAVEN, CT	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 11, 2019	no	OMAHA, NE\|NEW HAVEN, CT	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 1, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUDENTIAL SELECT STRATEGIES LLC	EMPOWER ADVISORY GROUP, LLC	Nov 28, 2020	Jul 21, 2022	600	Firm change after gap	RIA to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 11, 2019	Feb 27, 2018	-561	Bulk transfer	Other
TD AMERITRADE, INC.	PRUDENTIAL SELECT STRATEGIES LLC	Sep 11, 2019	Jul 7, 2020	300	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
286153:112058:CT:2020-11-28	Nov 28, 2020	Jul 21, 2022	HARTFORD, CT	Firm change after gap

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 21, 2022 to presentfactForm ADV
→ PRUDENTIAL SELECT STRATEGIES LLCRegistered adviserregistration: previous registration
Jul 7, 2020 to Nov 28, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 11, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Sep 11, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 1, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.