DFX Intelligence

O•••••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

O•••••••• W••••• M••••••••• I•••

CRD 288723

MAGNOLIA, TX

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Search this name across graphsid dfx:ria:d9dcbcbc-6401-7fb7-272c-b06a0a6dc2ed

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 3
On other graphs: 1
Observed: Jul 7, 2017 to Mar 30, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

O•••••••• W••••• M••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $482M••• Locked
Discretionary RAUM: $482M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $482Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••••• A••••• B••••	n/a	MAGNOLIA, TX	8	22	1	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• L••••••• A•••••	PRESIDENT/SECRETARY/TREASUER/CHIEF COMPLIANCE OFFICER	E	yes	05/2017	Jul 7, 2017	Mar 28, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$482M	$465M	3.7%	$350M	11.3%	2	2	1	1

Relationships

Registered with (1)

← L•••••• A••••• B••••Advisorregistration: current employment
Dec 14, 2017 to presentfactForm ADV

Controls (1)

← B••••• L••••••• A•••••OwnerPRESIDENT/SECRETARY/TREASUER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 7, 2017 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$115M
Occurred
Jul 7, 2017
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9dcbcbc-6401-7fb7-272c-b06a0a6dc2ed
First observed: Jul 7, 2017
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.