DFX Intelligence

L•••••• A••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

L•••••• A••••• B••••

Advisor at O•••••••• W••••• M••••••••• I•••

MAGNOLIA, TX

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Search this name across graphsid dfx:ria:5f64e2ca-b828-cf15-0abf-753a0f0b3012

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• W••••• M••••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• W••••• M••••••••• I•••	Institutional manager	Dec 14, 2017	n/a	yes	MAGNOLIA, TX	Current employment
B•• F•••••••• A•••• M••••••••• I•••	Former SEC adviser	Mar 19, 2009	May 26, 2017	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••• M••••••••• I•••	O•••••••• W••••• M••••••••• I•••	May 26, 2017	Dec 14, 2017	202	Firm change	Other

Relationships

Registered with (2)

→ O•••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 14, 2017 to presentfactForm ADV
→ B•• F•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2009 to May 26, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f64e2ca-b828-cf15-0abf-753a0f0b3012
First observed: Mar 19, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.