DFX Intelligence

D••• L••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D••• L••• P•••••••

Advisor at C••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:d9df934c-2a9d-515d-20aa-a7e0e5f4c140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Nov 18, 2022	n/a	yes	DALLAS, TX	Current employment
R•• W••••• A•••••••	Former SEC adviser	Mar 11, 2020	Mar 31, 2023	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• A•••••••	C••••••	Mar 31, 2023	Nov 18, 2022	-133	Bulk transfer	RIA to RIA
L•• F•••••••• C••••••• L••	R•• W••••• A•••••••	Feb 5, 2020	Mar 11, 2020

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ R•• W••••• A•••••••Registered adviserregistration: previous registration
Mar 11, 2020 to Mar 31, 2023factForm ADV
→ L•• F•••••••• C••••••• L••Registered adviserregistration: previous registration
Mar 8, 2000 to Feb 5, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9df934c-2a9d-515d-20aa-a7e0e5f4c140
First observed: Mar 8, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.