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T••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industrynot currently registered

T••• L•••••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:d9e38ee0-81dc-5317-21a9-c4fa7e428029

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Oct 9, 2024	n/a	yes	COLUMBUS, OH	Current employment
P•••• S••••••••• L••	No RAUM reported	Feb 5, 2024	Sep 10, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	N••••••••• I••••••••• A•••••••• L••	Sep 10, 2024	Oct 9, 2024	29	Firm change	Ibd to ibd
T••••••••• F•••••••• A•••••••• L••	P•••• S••••••••• L••	Jul 11, 2023

Relationships

Registered with (4)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 9, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 5, 2024 to Sep 10, 2024factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2012 to Jul 11, 2023factForm ADV
→ I••••••••• A••••••• I••••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 10, 2024
Advisor changed firm
T••• L••••••• left P•••• S••••••••• L•• for N••••••••• I••••••••• A•••••••• L•• (registered 2024-10-09)
Form ADVobserved 7 days ago
Occurred
Jul 11, 2023
Advisor changed firm
T••• L••••••• left T••••••••• F•••••••• A•••••••• L•• for P•••• S••••••••• L•• (registered 2024-02-05)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
T••• L••••••• no longer holds an investment adviser registration (last listed at N••••••••• I••••••••• A•••••••• L•• on the 2026-09-18 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9e38ee0-81dc-5317-21a9-c4fa7e428029
First observed: Mar 13, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.