DFX Intelligence

S•••••• P•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••••• P•••••• M••••

Advisor at V••••••• A••••••• L••

Foxboro, MA | NEW YORK, NY

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Search this name across graphsid dfx:ria:d9e5b7ae-99c9-5241-e90b-9c8612a47a3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A••••••• L••	Mixed wealth	Jan 30, 2025	n/a	yes	Foxboro, MA\|NEW YORK, NY	Current employment
V••••••• A••••••• L••	Mixed wealth	May 23, 2023	Dec 31, 2024	no	NEW YORK, NY\|Foxboro, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	V••••••• A••••••• L••	Feb 27, 2023	May 23, 2023	85	Firm change	Other
N••••••••• I••••••••• A•••••••• L••	E•••••• F•••••••• E••••••	Nov 17, 2017	Apr 8, 2019

Relationships

Registered with (4)

→ V••••••• A••••••• L••Registered adviserregistration: previous registration
May 23, 2023 to Dec 31, 2024factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Apr 8, 2019 to Feb 27, 2023factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2007 to Nov 17, 2017factForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••

Dated events

Occurred
Feb 27, 2023
Advisor changed firm
S•••••• P•••••• M•••• left E•••••• F•••••••• E•••••• for V••••••• A••••••• L•• (registered 2023-05-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9e5b7ae-99c9-5241-e90b-9c8612a47a3a
First observed: Aug 23, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.