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RIA / WealthAdvisor22 years in industry

MICHAEL LANCE ROGERS

Advisor at FILICE RETIREMENT SERVICES

SAN JOSE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FILICE RETIREMENT SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 23, 2004
First registration: Jun 24, 2004
Dual registered: no
IAPD individual key: 4422835

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FILICE RETIREMENT SERVICES	State registered	Jan 1, 2026	n/a	yes	SAN JOSE, CA	Current employment
MLR RETIREMENT SERVICES	No RAUM reported	Sep 12, 2017	Dec 31, 2025	no	CAMPBELL, CA	Previous registration
CREATIVE PLANNING	Independent wealth	Apr 6, 2016	Aug 29, 2016	no	Morgan Hill, CA\|OVERLAND PARK, KS	Previous registration
BPM ADVISORS, INC.	Former SEC adviser	Jan 13, 2015	Mar 16, 2016	no	SAN JISE, CA\|PALO ALTO, CA	Previous registration
BPM ADVISORS, INC.	Former SEC adviser	Aug 15, 2012	Dec 31, 2014	no	PALO ALTO, CA	Previous registration
VISTA WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 15, 2009	Jul 31, 2012	no	PALO ALTO, CA	Previous registration
BPM WEALTH MANAGEMENT, LLC	n/a	Jan 15, 2008	Mar 6, 2009	no	SAN FRANCISCO, CA	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Jan 1, 2007	May 4, 2007	no	PORTLAND, OR	Previous registration
INVESMART ADVISORS INC	n/a	Jun 24, 2004	Jan 1, 2007	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MLR RETIREMENT SERVICES	FILICE RETIREMENT SERVICES	Dec 31, 2025	Jan 1, 2026	1	Firm change	Other
CREATIVE PLANNING	MLR RETIREMENT SERVICES	Aug 29, 2016	Sep 12, 2017	379	Firm change	Other
BPM ADVISORS, INC.	CREATIVE PLANNING	Mar 16, 2016	Apr 6, 2016	21	Firm change	Other
VISTA WEALTH MANAGEMENT, LLC	BPM ADVISORS, INC.	Jul 31, 2012	Aug 15, 2012	15	Firm change	Other
BPM WEALTH MANAGEMENT, LLC	VISTA WEALTH MANAGEMENT, LLC	Mar 6, 2009	Apr 15, 2009	40	Firm change	Other
STANCORP INVESTMENT ADVISERS, INC.	BPM WEALTH MANAGEMENT, LLC	May 4, 2007	Jan 15, 2008	256	Firm change	Other
INVESMART ADVISORS INC	STANCORP INVESTMENT ADVISERS, INC.	Jan 1, 2007	Jan 1, 2007	0	Firm change	Other

Relationships

Registered with (8)

→ FILICE RETIREMENT SERVICESRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ MLR RETIREMENT SERVICESRegistered adviserregistration: previous registration
Sep 12, 2017 to Dec 31, 2025factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Apr 6, 2016 to Aug 29, 2016factForm ADV
→ BPM ADVISORS, INC.Registered adviserregistration: previous registration
Jan 13, 2015 to Mar 16, 2016factForm ADV
→ VISTA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 15, 2009 to Jul 31, 2012factForm ADV
→ BPM WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 15, 2008 to Mar 6, 2009factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2007 to May 4, 2007factForm ADV
→ INVESMART ADVISORS INCRegistered adviserregistration: previous registration
Jun 24, 2004 to Jan 1, 2007factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Michael Lance Rogers left Mlr Retirement Services for Filice Retirement Services (registered 2026-01-01)
Form ADVobserved 5 days ago