DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Lance Rogers
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
22 y
since Jun 23, 2004 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Filice Retirement Services state registered currentsince Jan 1, 2026 · San Jose, Ca
- Mlr Retirement Services no RAUMSep 12, 2017 to Dec 31, 2025 · Campbell, Ca
- Creative Planning independent RIAApr 6, 2016 to Aug 29, 2016 · Morgan Hill, Ca
- Bpm Advisors, Inc. formerJan 13, 2015 to Mar 16, 2016 · San Jise, Ca
- Bpm Advisors, Inc. formerAug 15, 2012 to Dec 31, 2014 · Palo Alto, Ca
- Vista Wealth Management, LLC formerApr 15, 2009 to Jul 31, 2012 · Palo Alto, Ca
- Bpm Wealth Management, LLC unclassifiedJan 15, 2008 to Mar 6, 2009 · San Francisco, Ca
- Stancorp Investment Advisers, Inc. otherJan 1, 2007 to May 4, 2007 · Portland, Or
- Invesmart Advisors Inc unclassifiedJun 24, 2004 to Jan 1, 2007 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mlr Retirement Services to Filice Retirement Servicesleft Dec 31, 2025, registered Jan 1, 2026 (1 days) · Other
- Creative Planning to Mlr Retirement Servicesleft Aug 29, 2016, registered Sep 12, 2017 (379 days) · Other
- Bpm Advisors, Inc. to Creative Planningleft Mar 16, 2016, registered Apr 6, 2016 (21 days) · Other
- Vista Wealth Management, LLC to Bpm Advisors, Inc.left Jul 31, 2012, registered Aug 15, 2012 (15 days) · Other
- Bpm Wealth Management, LLC to Vista Wealth Management, LLCleft Mar 6, 2009, registered Apr 15, 2009 (40 days) · Other
- Stancorp Investment Advisers, Inc. to Bpm Wealth Management, LLCleft May 4, 2007, registered Jan 15, 2008 (256 days) · Other
- Invesmart Advisors Inc to Stancorp Investment Advisers, Inc.left Jan 1, 2007, registered Jan 1, 2007 (0 days) · Other
Signals
- Michael Lance Rogers left Mlr Retirement Services for Filice Retirement Services (registered 2026-01-01)Dec 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address