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Advisor at STRATEGIC WEALTH INVESTMENT GROUP, LLC
LOUISVILLE, KY | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH INVESTMENT GROUP, LLC | Independent wealth | Mar 27, 2026 | n/a | yes | LOUISVILLE, KY|Dallas, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Mar 2, 2026 | no | SCOTTSDALE, AZ | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 20, 2022 | Jun 29, 2023 | no | EL SEGUNDO, CA|SCOTTSDALE, AZ | Previous registration |
| FIRST FINANCIAL EQUITY CORPORATION | Former SEC adviser | Apr 22, 2021 | Apr 20, 2022 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | STRATEGIC WEALTH INVESTMENT GROUP, LLC | Mar 2, 2026 | Mar 27, 2026 | 25 | Firm change | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| FIRST FINANCIAL EQUITY CORPORATION | CETERA ADVISOR NETWORKS LLC | Apr 20, 2022 | Apr 20, 2022 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16507:13572:AZ:2022-04-20 | Apr 20, 2022 | Apr 20, 2022 | SCOTTSDALE, AZ | Firm change |