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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BENJAMIN JOHN BRUINS

Advisor at OSAIC WEALTH, INC.

CLIVE, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 9, 2001
First registration: Oct 27, 2006
Dual registered: yes, broker-dealer
Other names: BEN BRUINS
IAPD individual key: 4432313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	CLIVE, IA	Current employment
OSAIC FS, INC.	Former SEC adviser	Feb 1, 2010	Jan 24, 2025	no	Johnston, IA\|Altoona, IA\|Ankeny, IA\|Des Moines, IA\|Clive, IA\|Ames, IA\|CLIVE, IA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 16, 2008	Feb 2, 2010	no	OVERLAND PARK, KS\|WEST DES MOINES, IA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 27, 2007	Jun 11, 2008	no	WEST DES MOINES, IA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Oct 27, 2006	Mar 15, 2007	no	WEST DES MOINES, IA\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC FS, INC.	Feb 2, 2010	Feb 1, 2010	-1	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Jun 11, 2008	Jun 16, 2008	5	Firm change	Other
SIGNATOR INVESTORS, INC.	MSI FINANCIAL SERVICES, INC.	Mar 15, 2007	Feb 27, 2007	-16	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Feb 1, 2010 to Jan 24, 2025factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 16, 2008 to Feb 2, 2010factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 27, 2007 to Jun 11, 2008factForm ADV

Dated events

No dated event names this entity yet.