RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• J••• B•••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Clive, Ia
- O•••• F•• I••• formerFeb 1, 2010 to Jan 24, 2025 · Johnston, Ia
- S••••••• I••••••••• I••• formerJun 16, 2008 to Feb 2, 2010 · Overland Park, Ks
- M•• F•••••••• S•••••••• I••• formerFeb 27, 2007 to Jun 11, 2008 · West Des Moines, Ia
- S••••••• I••••••••• I••• formerOct 27, 2006 to Mar 15, 2007 · West Des Moines, Ia
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to O•••• F•• I•••left Feb 2, 2010, registered Feb 1, 2010 (-1 days) · Other
- M•• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••left Jun 11, 2008, registered Jun 16, 2008 (5 days) · Other
- S••••••• I••••••••• I••• to M•• F•••••••• S•••••••• I•••left Mar 15, 2007, registered Feb 27, 2007 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address