DFX Intelligence

W•••••• L•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

W•••••• L•••• H••••

Advisor at 3•• W••••• M••••••••• G••••

MASON, OH

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Search this name across graphsid dfx:ria:d9fdb89e-07a1-8ebd-9df1-3796910b8c19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 12, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 3•• W••••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
3•• W••••• M••••••••• G••••	Independent wealth	Jun 29, 2026	n/a	yes	MASON, OH	Current employment
3•• W••••• M••••••••• G••••	Independent wealth	May 20, 2024	Dec 31, 2025	no	MASON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	3•• W••••• M••••••••• G••••	Jun 15, 2021	May 21, 2021	-25	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Oct 12, 2007	Oct 23, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:314674:OH:2021-06-15	Jun 15, 2021	May 21, 2021	MASON, OH	Firm change

Relationships

Registered with (4)

→ 3•• W••••• M••••••••• G••••Registered adviserregistration: previous registration
May 20, 2024 to Dec 31, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 23, 2007 to Jun 15, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Oct 12, 2007factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9fdb89e-07a1-8ebd-9df1-3796910b8c19
First observed: Sep 12, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.