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Advisor at NEWEDGE ADVISORS
Carlsbad, CA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | May 22, 2025 | n/a | yes | NEW ORLEANS, LA|Carlsbad, CA | Current employment |
| MISSION TRAILS FINANCIAL | Former SEC adviser | Oct 2, 2015 | Jan 31, 2025 | no | SAN DIEGO, CA|La Jolla, CA|Carlsbad, CA|Carlsbad, CA | Previous registration |
| NAUTILUS ADVISORS LLC | Independent wealth | Nov 5, 2013 | Jul 20, 2015 | no | LA JOLLA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 9, 2012 | Oct 23, 2013 | no | VALENCIA, CA|Carlsbad, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MISSION TRAILS FINANCIAL | NEWEDGE ADVISORS | Jan 31, 2025 | May 22, 2025 | 111 | Firm change | RIA to ibd |
| NAUTILUS ADVISORS LLC | MISSION TRAILS FINANCIAL | Jul 20, 2015 | Oct 2, 2015 | 74 | Firm change | Other |
| MORGAN STANLEY | NAUTILUS ADVISORS LLC | Oct 23, 2013 | Nov 5, 2013 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173836:171351:CA:2025-01-31 | Jan 31, 2025 | May 22, 2025 | CARLSBAD, CA | Firm change |