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C•••• P••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C•••• P••• F••••

Advisor at A••••••• F••••••••• L•••

Bel Air, MD | FOLSOM, CA

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Search this name across graphsid dfx:ria:da15526b-0bfc-cbf6-0a77-a765c999c5a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Oct 17, 2023	n/a	yes	FOLSOM, CA\|Bel Air, MD	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jan 26, 2022	Nov 13, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	A••••••• F••••••••• L•••	Nov 13, 2023	Oct 17, 2023	-27	Firm change	Ibd to ibd
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 7, 2023

Relationships

Registered with (6)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Oct 17, 2023 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 26, 2022 to Nov 13, 2023factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 9, 2013 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
C•••• P••• F•••• left C•••••• S••••• • C••• I••• for A••••••• F••••••••• L••• (registered 2023-10-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da15526b-0bfc-cbf6-0a77-a765c999c5a7
First observed: Dec 14, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.