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RIA / WealthAdvisorCertified Financial Planner29 years in industry

DANNELL RICE STUART

Advisor at MISSION WEALTH MANAGEMENT, LP

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:da19d8ec-ee05-648e-c812-6e63b989348f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MISSION WEALTH MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Apr 18, 1997
First registration: Jun 29, 2000
Dual registered: no
Other names: DANNELL KRISTINA RICE|DANNELL KRISTINA RICE
IAPD individual key: 2808288

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MISSION WEALTH MANAGEMENT, LP	Independent wealth	Jul 2, 2010	n/a	yes	SANTA BARBARA, CA	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jun 24, 2010	Sep 24, 2013	no	SANTA BARBARA, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 23, 2009	Jun 22, 2010	no	LAVISTA, NE	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Jun 29, 2000	Jan 23, 2009	no	SANTA BARBARA, CA\|FOLSOM, CA\|SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	MISSION WEALTH MANAGEMENT, LP	Sep 24, 2013	Jul 2, 2010	-1,180	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jun 22, 2010	Jun 24, 2010	2	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Jan 23, 2009	Jan 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviserregistration: current employment
Jul 2, 2010 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jun 24, 2010 to Sep 24, 2013factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 23, 2009 to Jun 22, 2010factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Jun 29, 2000 to Jan 23, 2009factForm ADV

Dated events

No dated event names this entity yet.