This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$364MItem 5.F on the latest filing (2026-04-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$364M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

5

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Private funds

1Schedule D 7.B(1)

Custody, client assets

$364M

SEC number

801-122386

CRD

286228

Filings on the tape

15

First filed

Aug 25, 2021

Latest filed

Apr 14, 2026

Organised

Limited Liability Company, DE

Website

redwoodgrovecapital.com

• Occurred

  Aug 25, 2021
  First Form ADV filing

  Redwood Grove Capital, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:da1a1322-2c06-788a-ff22-3fe38bdcfaf6

First observed

Aug 25, 2021

Last observed

Apr 14, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.