DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• G•••• C••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Aug 25, 2021 · 15 filings
SEC status approved since Sep 24, 2021
RAUM
$364M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$364M as of Apr 14, 2026
Mar 31, 2022$223M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 14, 2026
Mar 31, 20220 then
Employees (5.A)5 as of Apr 14, 2026
Mar 31, 20224 then
Private funds1 as of Apr 14, 2026
Mar 31, 20221 then
RAUM +7.1% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $364MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $364M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$364M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $364M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• G•••• C•••••• F•••• L• | Hedge Fund | $300M | 44 | Aug 25, 2021 |
Owners and control persons
Schedule A and B, latest filing
- R••••••••• T••••••• · Managing Membercontrolsince 09/2016 · owns 50% to 75%
- S••••••••• G••••••• R••• · Managing Membercontrolsince 09/2016 · owns 25% to 50%
- S•••••• S••••••• B•••• · Chief Operating Officer/Chief Compliance Officercontrolsince 08/2021 · owns less than 5%
- P•••••• G•••••••• K•••••••• · Senior Equity Research Analystsince 07/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · PALO ALTO to NEW YORKFeb 18, 2026 to Apr 14, 2026
- HQ state · CA to NYFeb 18, 2026 to Apr 14, 2026
- Assets in custody · $340M to $364MMar 13, 2025 to Feb 18, 2026
- Employees · 6 to 5Mar 13, 2025 to Feb 18, 2026
- Discretionary RAUM · $340M to $364MMar 13, 2025 to Feb 18, 2026
- Pooled vehicle RAUM · $340M to $364MMar 13, 2025 to Feb 18, 2026
- RAUM · $340M to $364MMar 13, 2025 to Feb 18, 2026
- Assets in custody · $300M to $340MOct 15, 2024 to Mar 13, 2025
- Employees · 5 to 6Oct 15, 2024 to Mar 13, 2025
- Financial planning clients · unset to Oct 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $300M to $340MOct 15, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $300M to $340MOct 15, 2024 to Mar 13, 2025
- RAUM · $300M to $340MOct 15, 2024 to Mar 13, 2025
- Advisory employees · 3 to 4Aug 1, 2023 to Mar 22, 2024
- Assets in custody · $219M to $300MAug 1, 2023 to Mar 22, 2024
- Employees · 4 to 5Aug 1, 2023 to Mar 22, 2024
- Discretionary RAUM · $219M to $300MAug 1, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $219M to $300MAug 1, 2023 to Mar 22, 2024
- RAUM · $219M to $300MAug 1, 2023 to Mar 22, 2024
- Assets in custody · $223M to $219MOct 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $223M to $219MOct 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $223M to $219MOct 24, 2022 to Mar 30, 2023
- RAUM · $223M to $219MOct 24, 2022 to Mar 30, 2023
- Assets in custody · $206M to $223MAug 25, 2021 to Mar 31, 2022
- Discretionary RAUM · $206M to $223MAug 25, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $206M to $223MAug 25, 2021 to Mar 31, 2022
- RAUM · $206M to $223MAug 25, 2021 to Mar 31, 2022
Signals
1 dated events
- R•••••• G•••• C••••••• L•• filed its initial SEC registration (Form ADV)Aug 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R••••••-G••••-CAPITALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- REDG••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 650-622-8739reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026