DFX Intelligence

L•••• I••••••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

L•••• I••••••••• P•••••••• L•

CRD 324015

GREENWICH, CT

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 21
On other graphs: 2
Observed: Nov 7, 2022 to Mar 31, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•••• I••••••••• P•••••••• L•

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

L•••• I••••••••• P•••••••• L•

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.2B••• Locked
Discretionary RAUM: $6.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••• I••••••••• F••• I•• U•••• L•••	Private Equity Fund	$1.0B	Mar 31, 2026	14	Mar 30, 2018	reported	021-278450
L•••• I••••••••• F••• I• I•••••••• L•••••	Private Equity Fund	$828M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• D••••• J•	CHIEF FINANCIAL OFFICER	Na	yes	10/2022	Nov 7, 2022	May 9, 2024
L•••• J••••••• S•	CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Nov 7, 2022	May 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E• I• I••••••• M••••••• L•••••	n/a	n/a	n/a	Y	yes	n/a
S•• C•••••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
S•• M••••••••• L•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.2B	$7.6B	-19.4%	$6.6B	-2.5%	30	30	0	0

Relationships

Advises (32)

→ L•••• I••••••••• F••• I•• I••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ L•••• I••••••••• F••• I• T•• L•••Private fundPrivate Equity Fund, IA
Feb 28, 2014 to presentfactForm ADV
→ L•••• I••••••••• F••• I•• G•••••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ S••• I• C•••••••• F•• L••

Dated events

Order

Occurred
31 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$-2.7B
Occurred
31 Mar 2026
Private fund no longer reported11 events
Private fund no longer reported: 11 on 31 Mar 2026
$59K to $828M
- ••• Locked$828M
- ••• Locked$790M
- ••• Locked$326M
Occurred
31 Mar 2026
Private fund first reported5 events
Private fund first reported: 5 on 31 Mar 2026
$267K to $38.4M
- ••• Locked$38.4M
- ••• Locked$29.2M
- ••• Locked$19.8M
Occurred
31 Mar 2026
Private fund gav change2 events
Private fund gav change: 2 on 31 Mar 2026
$-118M to $187M
- ••• Locked$187M
- ••• Locked$-118M
Occurred
28 Mar 2024
Succession filed (Item 4)
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 7, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• C•••••••• H•••••••• L•••	Private Equity Fund	$92.5M	May 9, 2024	2	Mar 31, 2017	dropped	n/a
L•••• I••••••••• F••• I• T•• L•••	Private Equity Fund	$53.0M	Mar 31, 2026	4	Feb 28, 2014	reported	021-208622
L•••• I••••••••• F••• I• T•• L•	Private Equity Fund	$38.4M	Mar 31, 2026	2	Mar 31, 2026	reported	021-520534
L•••• I••••••••• F••• I• U•• L•	Private Equity Fund	$29.2M	Mar 31, 2026	3	Mar 31, 2026	reported	021-511881
L•••• I••••••••• F••• I• I••••••••• L•	Private Equity Fund	$19.8M	Mar 31, 2026	2	Mar 31, 2026	reported	021-511882
N••••• C•••••••• H••••••• 2• L•	Private Equity Fund	$17.5M	Mar 31, 2026	4	Jun 9, 2015	reported	n/a
L•••• I••••••••• F••• I•• I••••••••• L•••	Private Equity Fund	$12.1M	Mar 31, 2026	12	Mar 31, 2022	reported	021-278426
L•••• I••••••••• F••• I•• I••••••••• I•••••••• L•••	Private Equity Fund	$7.0M	May 9, 2024	10	Mar 31, 2023	dropped	021-278426
L•••• I••••••••• F••• I•• I••••••••• L•••	Private Equity Fund	$6.1M	Mar 31, 2026	3	Mar 31, 2022	reported	021-278414
L•••• I••••••••• F••• I•• U••• I••••••••• I•••••••• L•••	Private Equity Fund	$4.5M	May 9, 2024	2	Mar 31, 2023	dropped	021-278414
S••• I• C•••••••• F•• L••	Private Equity Fund	$2.7M	Mar 31, 2026	2	Mar 31, 2023	reported	n/a
N••••• C•••••••• H••••••• 1• L•	Private Equity Fund	$812,000	Mar 31, 2026	2	Jun 9, 2015	reported	n/a
S••• I• C•••••••• K• L•	Private Equity Fund	$350,000	Mar 31, 2026	2	Mar 31, 2023	reported	n/a
L••• I• G• H•••••••• L••	Private Equity Fund	$267,000	Mar 31, 2026	1	Mar 31, 2026	reported	n/a
L•••• I••••••••• F••• I• C•••••• L•••	Private Equity Fund	$105,000	Mar 31, 2026	22	Feb 26, 2013	reported	021-188636