DFX Intelligence
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Reading the graph
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Advisor at F••••••••• I••••••••• A••••••• L••
KAILUA-KONA, HI | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••••• I••••••••• A••••••• L•• | Independent wealth | Nov 6, 2025 | n/a | yes | KAILUA-KONA, HI|PHOENIX, AZ | Current employment |
| I•••••• F••••• | Independent wealth | Jun 17, 2021 | Oct 31, 2025 | no | CHARLOTTE, NC|Charlotte, NC|Kailua Kona, HI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• F••••• | F••••••••• I••••••••• A••••••• L•• | Oct 31, 2025 | Nov 6, 2025 | 6 | Firm change | RIA to RIA |
| B••••••••• W••••• A•••••••• L•• | I•••••• F••••• | Jun 14, 2021 | Jun 17, 2021 |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Oct 13, 2020 | Jun 14, 2021 | no | KAILUA-KONA, HI | Previous registration |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | May 16, 2019 | Oct 21, 2020 | no | KAILUA-KONA, HI | Previous registration |
| 3 |
| Firm change |
| RIA to RIA |
| A• W••••• M••••••••• L•• | B••••••••• W••••• A•••••••• L•• | Oct 21, 2020 | Oct 13, 2020 | -8 | Firm change | RIA to RIA |