DFX Intelligence

R••• H••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••• H••••• J••••

Advisor at T••• F••••••••

Lake Havasu City, AZ | SCOTTSDALE, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• F••••••••	Independent wealth	Aug 28, 2017	n/a	yes	Lake Havasu City, AZ\|SCOTTSDALE, AZ	Current employment
W•••• E••••• G••••• I•••	Bd affiliated wealth	Aug 5, 2015	Dec 16, 2016	no	LAKE HAVASU, AZ\|Schaumburg, IL\|Lake Havasu, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• E••••• G••••• I•••	T••• F••••••••	Dec 16, 2016	Aug 28, 2017	255	Firm change	Other
E•••••••• A•••••••• L••	W•••• E••••• G••••• I•••	Aug 6, 2015	Aug 5, 2015

Relationships

Registered with (5)

→ T••• F••••••••Registered adviserregistration: current employment
Aug 28, 2017 to presentfactForm ADV
→ W•••• E••••• G••••• I•••Registered adviserregistration: previous registration
Aug 5, 2015 to Dec 16, 2016factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2005 to Aug 6, 2015factForm ADV
→ M••• S••••••••• C•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 11, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.