DFX Intelligence

J••• F•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J••• F•••••• R••••

Advisor at A••••• A•• P••••••• S•••••••

Kennebunk, ME | CAMBRIDGE, MA

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Search this name across graphsid dfx:ria:da57f9a1-b18b-b422-0a6e-329ac1a90681

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 12, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jan 11, 2023	n/a	yes	CAMBRIDGE, MA\|Kennebunk, ME	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Aug 3, 2004	Oct 12, 2006	no	EXETER, NH\|NORTH HAMPTON, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	A••••• A•• P••••••• S•••••••	Oct 12, 2006	Jan 11, 2023	5,935	Firm change after gap	Other
C••••••••• S••••••••• L•••	C••••••• S••••••••• I•••	Jul 29, 2004	Aug 3, 2004

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jan 11, 2023 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2004 to Oct 12, 2006factForm ADV
→ C••••••••• S••••••••• L•••Registered adviserregistration: previous registration
Nov 18, 2002 to Jul 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da57f9a1-b18b-b422-0a6e-329ac1a90681
First observed: Feb 12, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.