DFX Intelligence

R•••• C•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist19 years in industry

R•••• C•••••• N••••

Advisor at S••• F•••••••• G••••

Rio Rancho, NM | MCPHERSON, KS

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Search this name across graphsid dfx:ria:da5f25ce-b683-aaa8-5c83-f63386ace879

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• F•••••••• G••••	Independent wealth	May 27, 2025	n/a	yes	Rio Rancho, NM\|MCPHERSON, KS	Current employment
A••••• I••••••••• C•••••••••	Independent wealth	Aug 8, 2018	Aug 8, 2025	no	Rio Rancho, NM\|CARMEL, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• C•••••••••	S••• F•••••••• G••••	Aug 8, 2025	May 27, 2025	-73	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ S••• F•••••••• G••••Registered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ A••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 8, 2018 to Aug 8, 2025factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da5f25ce-b683-aaa8-5c83-f63386ace879
First observed: Aug 8, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.