DFX Intelligence

A•• S•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

A•• S•••••• M•••••••

Advisor at G••• E•••• A•••••••• L••

KINGSTON, NJ

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Search this name across graphsid dfx:ria:da6bd7aa-f108-fb30-1ed1-8e004e3328f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• E•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• E•••• A•••••••• L••	Independent wealth	May 8, 2020	n/a	yes	KINGSTON, NJ	Current employment
R•••••• W••••• M••••••••• G••••• L••	Independent wealth	Aug 28, 2019	Apr 23, 2020	no	MEDFORD, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• W••••• M••••••••• G••••• L••	G••• E•••• A•••••••• L••	Apr 23, 2020	May 8, 2020	15	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•••••• W••••• M••••••••• G••••• L••	Jan 30, 2019	Aug 28, 2019

Relationships

Registered with (3)

→ G••• E•••• A•••••••• L••Registered adviserregistration: current employment
May 8, 2020 to presentfactForm ADV
→ R•••••• W••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Aug 28, 2019 to Apr 23, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 19, 2012 to Jan 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da6bd7aa-f108-fb30-1ed1-8e004e3328f3
First observed: Sep 19, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.