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A••••• D• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

A••••• D• M•••••

Advisor at S••••• O•• S••••••••• I•••

Nashville, TN

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Search this name across graphsid dfx:ria:da7a97e7-85c0-3475-aba3-fad4542cc6b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Nov 8, 2017	n/a	yes	Nashville, TN	Current employment
7•••••• A•••••••• L••	Former SEC adviser	Feb 6, 2012	Mar 30, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
7•••••• A•••••••• L••	S••••• O•• S••••••••• I•••	Mar 30, 2023	Nov 8, 2017	-1,968	Firm change after gap	Other
G••••• S••••••••• I•••	7•••••• A•••••••• L••	Oct 23, 2017

Relationships

Registered with (5)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Nov 8, 2017 to presentfactForm ADV
→ 7•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2012 to Mar 30, 2023factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2008 to Oct 23, 2017factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
A••••• D• M••••• left 7•••••• A•••••••• L•• for S••••• O•• S••••••••• I••• (registered 2017-11-08)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da7a97e7-85c0-3475-aba3-fad4542cc6b7
First observed: Mar 26, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.