DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew D Martin
Feed of 09/14/2026
Also filed as Andy Martin
At current firm
8 y
since Nov 8, 2017
In the industry
41 y
since Feb 21, 1985 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Nov 8, 2017 · Nashville, Tn
- 7twelve Advisors, LLC formerFeb 6, 2012 to Mar 30, 2023 · Nashville, Tn
- 7twelve Advisors, LLC formerOct 8, 2009 to Dec 22, 2011 · Nashville, Tn
- Girard Securities, Inc. formerJul 15, 2008 to Oct 23, 2017 · San Diego, Ca
- Sagepoint Financial, Inc. formerOct 31, 2005 to Jul 16, 2008 · Georgetown, Ky
- Spelman & Co., Inc. unclassifiedMar 26, 2004 to Oct 31, 2005 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- 7twelve Advisors, LLC to Silver Oak Securities, Inc.left Mar 30, 2023, registered Nov 8, 2017 (-1968 days) · Other
- Girard Securities, Inc. to 7twelve Advisors, LLCleft Oct 23, 2017, registered Oct 8, 2009 (-2937 days) · Other
- Sagepoint Financial, Inc. to Girard Securities, Inc.left Jul 16, 2008, registered Jul 15, 2008 (-1 days) · Other
- Spelman & Co., Inc. to Sagepoint Financial, Inc.left Oct 31, 2005, registered Oct 31, 2005 (0 days) · Other
Signals
- Andrew D Martin left 7Twelve Advisors, Llc for Silver Oak Securities, Inc. (registered 2017-11-08)Mar 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address