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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FRIEDENTHAL FINANCIAL, LLC

CRD 150457

MARLTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da7ade85-0262-dabf-2387-3484a232cb94

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2013 to Aug 12, 2026
80 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $196MItem 5.F on the latest filing (2026-08-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $196M
Private client RAUM: $191MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $49.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 536
Individual clients: 122
High net worth clients: 68
SEC number: 801-78622
CRD: 150457
Filings on the tape: 80
First filed: Sep 20, 2013
Latest filed: Aug 12, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK STUART FRIEDENTHAL	n/a	MARLTON, NJ	17	17	n/a	no
FREDERIC WHEELER	Chartered Financial Analyst	MARLTON, NJ	16	17	1	no
CLAUDIA ROSE SAIA	Chartered Financial Analyst	MARLTON, NJ	5	21	1	no
Soumyadeep Sinha	n/a	MARLTON, NJ	2	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDENTHAL, MARK	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	04/2009	Sep 20, 2013	Jul 23, 2024
WHEELER, FREDERIC	CHIEF INVESTMENT OFFICER	B	no	03/2019	Mar 7, 2019	Jul 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$196M	$196M	4	4	0	n/a	n/a
2024	Mar 20, 2025	$174M	$174M	6	6	0	n/a	n/a
2023	Mar 1, 2024	$165M	$158M	5	5	0	n/a	n/a
2022	Mar 6, 2023	$156M	$156M	5	5	0	n/a	n/a
2021	Mar 29, 2022	$177M	$175M	5	5	0	n/a	n/a
2020	Mar 15, 2021	$152M	$150M	5	5	0	n/a	n/a
2019	Jan 27, 2020	$140M	$140M	6	6	0	n/a	n/a
2018	Jan 23, 2019	$112M	$112M	6	6	0	n/a	n/a
2017	Jan 30, 2018	$116M	$116M	4	4	0	n/a	n/a
2016	Feb 19, 2017	$112M	$112M	6	6	n/a	n/a	n/a
2015	Mar 3, 2016	$112M	$112M	6	6	n/a	n/a	n/a
2014	Feb 21, 2015	$122M	$122M	7	7	n/a	n/a	n/a
2013	Feb 20, 2014	$111M	$111M	7	7	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$196M	$174M	12.9%	$156M	8.1%	4	6	0	0

Relationships

Registered with (6)

← Soumyadeep SinhaAdvisorregistration: current employment
Jun 28, 2024 to presentfactForm ADV
← CLAUDIA ROSE SAIAAdvisorregistration: previous registration
Jun 13, 2018 to Dec 31, 2020factForm ADV
← FREDERIC WHEELERAdvisorregistration: current employment
Feb 24, 2010 to presentfactForm ADV
← MARK STUART FRIEDENTHALAdvisorregistration: current employment
Aug 31, 2009 to presentfactForm ADV
← ERIN PEMBER MCCLAINAdvisorregistration: previous registration
Dec 5, 2011 to May 3, 2013factForm ADV
← ERIK WILLIAM O'NEALAdvisorregistration: previous registration
Jun 20, 2011 to Oct 12, 2011factForm ADV

Controls (1)

← FRIEDENTHAL, MARKOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 20, 2013 to Jul 23, 2024factForm ADV

Owns (1)

← WHEELER, FREDERICOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 7, 2019 to Jul 23, 2024factForm ADV

Dated events

Occurred
Sep 20, 2013
First Form ADV filing
Friedenthal Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da7ade85-0262-dabf-2387-3484a232cb94
First observed: Sep 20, 2013
Last observed: Aug 12, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRIEDENTHAL FINANCIAL, LLC

CRD 150457

MARLTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da7ade85-0262-dabf-2387-3484a232cb94

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK STUART FRIEDENTHAL

n/a

MARLTON, NJ

n/a

FREDERIC WHEELER

Chartered Financial Analyst

MARLTON, NJ

CLAUDIA ROSE SAIA

Chartered Financial Analyst

MARLTON, NJ

Soumyadeep Sinha

n/a

MARLTON, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDENTHAL, MARK

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

04/2009

Sep 20, 2013

Jul 23, 2024

WHEELER, FREDERIC

CHIEF INVESTMENT OFFICER

03/2019

Mar 7, 2019

Jul 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$196M

n/a

2024

Mar 20, 2025

$174M

n/a

2023

Mar 1, 2024

$165M

$158M

n/a

2022

Mar 6, 2023

$156M

n/a

2021

Mar 29, 2022

$177M

$175M

n/a

2020

Mar 15, 2021

$152M

$150M

n/a

2019

Jan 27, 2020

$140M

n/a

2018

Jan 23, 2019

$112M

n/a

2017

Jan 30, 2018

$116M

n/a

2016

Feb 19, 2017

$112M

n/a

2015

Mar 3, 2016

$112M

n/a

2014

Feb 21, 2015

$122M

n/a

2013

Feb 20, 2014

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$196M

$174M

12.9%

$156M

8.1%