DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••••••• F••••••••• L••
Latest filing Aug 12, 2026
First filing on the tape Sep 20, 2013 · 80 filings
SEC status approved since Oct 9, 2013
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$191M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$49.1M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
80 filings and snapshots on the tape
RAUM$196M as of Aug 12, 2026
Feb 20, 2014$111M then
HNW client RAUM$147M as of Aug 12, 2026
Jan 30, 2018$56.8M then
State-registered IARs (5.B.3)4 as of Aug 12, 2026
Feb 20, 20147 then
Employees (5.A)4 as of Aug 12, 2026
Feb 20, 20147 then
Private funds: no history
RAUM +13% over the last fiscal year+8.1% a year over threeIARs 6 to 4
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $49.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $366,380derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$147M75%
- Individuals$43.4M22%
- Pension and profit-sharing plans$3.5M1.8%
- Corporations and businesses$1.5M0.8%
- Charitable organizations$742,8430.4%
- Individual clients
- 122reported
- HNW clients
- 68reported
- Pension plan clients
- 4reported
- Charitable clients
- 1reported
- Accounts
- 536reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• S••••• F••••••••• | Marlton, Nj | Aug 31, 2009 | 17 y | 0 |
| F••••••• W••••••Chartered Financial Analyst | Marlton, Nj | Feb 24, 2010 | 17 y | 1 |
| C•••••• R••• S•••Chartered Financial Analyst | Marlton, Nj | Sep 3, 2021 | 21 y | 1 |
| S••••••••• S•••• | Marlton, Nj | Jun 28, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••• P••••• M•••••• to M•••• W••••• P•••••••• L••May 3, 2013 · Other
- E••• W•••••• O••••• to L•• F•••••••• L••Oct 12, 2011 · Other
Joined, latest
- E••• W•••••• O••••• from M••••• S••••••Jun 20, 2011 · Other
- F••••••• W•••••• from M•• F•••••••• S•••••••• I•••Feb 24, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• M••• · President/Chief Compliance Officercontrolsince 04/2009 · owns 75% or more
- W••••••• F••••••• · Chief Investment Officersince 03/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marlton, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Apr 16, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-20 and 2026-04-16; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 4.1% percentile
What changed
consecutive filings, newest first
- Accounts · 521 to 536Jan 5, 2026 to Mar 7, 2026
- HNW clients · 66 to 68Jan 5, 2026 to Mar 7, 2026
- Individual clients · 117 to 122Jan 5, 2026 to Mar 7, 2026
- Pension plan clients · 5 to 4Jan 5, 2026 to Mar 7, 2026
- Discretionary RAUM · $174M to $196MJan 5, 2026 to Mar 7, 2026
- HNW RAUM · $130M to $147MJan 5, 2026 to Mar 7, 2026
- Individual RAUM · $39.6M to $43.4MJan 5, 2026 to Mar 7, 2026
- Non-discretionary RAUM · $75,960 to $0Jan 5, 2026 to Mar 7, 2026
- Pension RAUM · $2.8M to $3.5MJan 5, 2026 to Mar 7, 2026
- RAUM · $174M to $196MJan 5, 2026 to Mar 7, 2026
- Advisory employees · 5 to 4Aug 18, 2025 to Jan 5, 2026
- Employees · 5 to 4Aug 18, 2025 to Jan 5, 2026
- State-registered IARs · 5 to 4Aug 18, 2025 to Jan 5, 2026
- Advisory employees · 6 to 5Mar 20, 2025 to Aug 18, 2025
- Employees · 6 to 5Mar 20, 2025 to Aug 18, 2025
- State-registered IARs · 6 to 5Mar 20, 2025 to Aug 18, 2025
- Financial planning clients · 101-250 to 101-250Mar 3, 2025 to Mar 20, 2025
- Accounts · 510 to 521Jul 23, 2024 to Mar 3, 2025
- HNW clients · 65 to 66Jul 23, 2024 to Mar 3, 2025
- Individual clients · 120 to 117Jul 23, 2024 to Mar 3, 2025
- Discretionary RAUM · $158M to $174MJul 23, 2024 to Mar 3, 2025
- HNW RAUM · $119M to $130MJul 23, 2024 to Mar 3, 2025
- Individual RAUM · $35.5M to $39.6MJul 23, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $6.3M to $75,960Jul 23, 2024 to Mar 3, 2025
- Pension RAUM · $8.6M to $2.8MJul 23, 2024 to Mar 3, 2025
- RAUM · $165M to $174MJul 23, 2024 to Mar 3, 2025
- Advisory employees · 5 to 6Apr 15, 2024 to Jul 23, 2024
- Employees · 5 to 6Apr 15, 2024 to Jul 23, 2024
- State-registered IARs · 5 to 6Apr 15, 2024 to Jul 23, 2024
- Accounts · 490 to 510Dec 22, 2023 to Mar 1, 2024
- HNW clients · 55 to 65Dec 22, 2023 to Mar 1, 2024
- Individual clients · 132 to 120Dec 22, 2023 to Mar 1, 2024
- Pension plan clients · 7 to 5Dec 22, 2023 to Mar 1, 2024
- Discretionary RAUM · $156M to $158MDec 22, 2023 to Mar 1, 2024
- HNW RAUM · $99.4M to $119MDec 22, 2023 to Mar 1, 2024
- Individual RAUM · $47.6M to $35.5MDec 22, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $0 to $6.3MDec 22, 2023 to Mar 1, 2024
- Pension RAUM · $7.2M to $8.6MDec 22, 2023 to Mar 1, 2024
- RAUM · $156M to $165MDec 22, 2023 to Mar 1, 2024
- Advisory employees · 6 to 5Sep 29, 2023 to Dec 22, 2023
Signals
1 dated events
- F••••••••• F••••••••• L•• filed its initial SEC registration (Form ADV)Sep 20, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@friedenthalfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- charlie@friedenthalfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ryan@friedenthalfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 856-210-6494reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 856-210-1565reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/957252reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.F•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 856-210-6494reportedpublic record, Form ADV, Aug 12, 2026
- Contact form
- FRIEDENTHALFINANCIAL.COM/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- FRIEDENTHALFINANCIAL.COM/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026