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Advisor at RBC CAPITAL MARKETS, LLC
WAYZATA, MN | Eden Prairie, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 28, 2021 | n/a | yes | WAYZATA, MN|Eden Prairie, MN | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 8, 2017 | Oct 29, 2021 | no | BLOOMINGTON, MN | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 30, 2016 | Oct 24, 2017 | no | Minneapolis, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Oct 29, 2021 | Oct 28, 2021 | -1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 24, 2017 | Nov 8, 2017 | 15 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:MN:2021-10-29 | Oct 29, 2021 | Oct 28, 2021 | BLOOMINGTON, MN | Firm change |