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Advisor at FIFTH THIRD SECURITIES, INC.
COSTA MESA, CA | Costa Mesa, CA | Laguna Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 13, 2026 | n/a | yes | COSTA MESA, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 8, 2025 | n/a | yes | Laguna Hills, CA|Costa Mesa, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2025 | Dec 15, 2025 | no | SAN DIEGO, CA|LAGUNA HILLS, CA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Dec 3, 2024 | Oct 24, 2025 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 15, 2025 | Dec 8, 2025 | -7 | Firm change | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | Oct 24, 2025 | Sep 8, 2025 | -46 | Channel change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:6413:CA:2025-10-24 | Oct 24, 2025 | Sep 8, 2025 | SAN DIEGO, CA | Firm change after gap |