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R••••• J••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R••••• J••••• M•••••

Advisor at S•••••••• A••••••• L••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:da8a2a57-ca61-f935-a9a5-06a83d85195f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Feb 26, 2026	n/a	yes	MORRISTOWN, NJ\|MORRISTOWN, NJ	Current employment
P••• I••••••••• L••	Asset manager	Oct 27, 2022	Dec 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••• I••••••••• L••	S•••••••• A••••••• L••	Dec 2, 2025	Feb 26, 2026	86	Firm change	Other
C•••••• S••••• • C••• I•••	P••• I••••••••• L••	Oct 19, 2022

Relationships

Registered with (4)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ P••• I••••••••• L••Registered adviserregistration: previous registration
Oct 27, 2022 to Dec 2, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 23, 2021 to Oct 19, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
R••••• J••••• M••••• left P••• I••••••••• L•• for S•••••••• A••••••• L•• (registered 2026-02-26)
Form ADVobserved 7 days ago
Occurred
Oct 19, 2022
Advisor changed firm
R••••• J••••• M••••• left C•••••• S••••• • C••• I••• for P••• I••••••••• L•• (registered 2022-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da8a2a57-ca61-f935-a9a5-06a83d85195f
First observed: Mar 9, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.