DFX Intelligence

D•••• W•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

D•••• W•••••• R•••

Advisor at N•• H•••••• W••••• M••••••••• L••

CANTON, OH

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Search this name across graphsid dfx:ria:da8b22cb-8b1a-f8c4-397b-c11a8b082b66

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 3, 2003 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• H•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• H•••••• W••••• M••••••••• L••	State registered	Jul 31, 2026	n/a	yes	CANTON, OH	Current employment
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Oct 30, 2006	Jul 30, 2026	no	CANTON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• B•••••••• S•••••••• I•••	N•• H•••••• W••••• M••••••••• L••	Jul 30, 2026	Jul 31, 2026	1	Firm change	RIA to state RIA
S••	P••••••••• B•••••••• S•••••••• I•••	Oct 30, 2006	Oct 30, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
37031:342187:OH:2026-07-30	Jul 30, 2026	Jul 31, 2026	CANTON, OH	Firm change

Relationships

Registered with (4)

→ N•• H•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2006 to Jul 30, 2026factForm ADV
→ S••Registered adviserregistration: previous registration
Mar 4, 2005 to Oct 30, 2006factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

Occurred
Sep 16, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da8b22cb-8b1a-f8c4-397b-c11a8b082b66
First observed: Feb 3, 2003
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.