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Reading the graph
Advisor at WELLS FARGO ADVISORS
VISALIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2012 | n/a | yes | VISALIA, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 24, 2012 | no | VISALIA, CA|ROSEVILLE, CA|VISALIA, CA|VISALIA, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 12, 1998 | Oct 23, 2009 | no | VISALIA, CA|ROSEVILLE, CA|VISALIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 24, 2012 | May 23, 2012 | -1 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |