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Advisor at HOBBS GROUP ADVISORS LLC
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOBBS GROUP ADVISORS LLC | Independent wealth | Dec 9, 2024 | n/a | yes | COLUMBIA, SC | Current employment |
| THE DANIEL GROUP | Former SEC adviser | May 25, 2018 | Jan 17, 2020 | no | COLUMBIA, SC | Previous registration |
| WALLICK INVESTMENTS, LLC | Independent wealth | Apr 13, 2015 | Jan 30, 2018 | no | COLUMBIA, SC | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Sep 18, 2013 | Apr 6, 2015 | no | COLUMBIA, SC|PLANO, TX | Previous registration |
| GOLDEN RETIREMENT ADVISORS, INC. | State registered | Aug 13, 2012 | Jun 13, 2013 | no | NEW YORK, NY | Previous registration |
| SHANDON HILL CAPITAL, LLC | n/a | Mar 19, 2009 | Mar 30, 2011 | no | COLUMBIA, SC | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Feb 5, 2009 | no | PURCHASE, NY|PURCHASE, NY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 3, 2005 | Apr 2, 2007 | no | PURCHASE, NY|NY, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 22, 2004 | May 2, 2005 | no | COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE DANIEL GROUP | HOBBS GROUP ADVISORS LLC | Jan 17, 2020 | Dec 9, 2024 | 1,788 | Firm change after gap | Other |
| WALLICK INVESTMENTS, LLC | THE DANIEL GROUP | Jan 30, 2018 | May 25, 2018 | 115 | Firm change | Other |
| FISHER INVESTMENTS | WALLICK INVESTMENTS, LLC | Apr 6, 2015 | Apr 13, 2015 | 7 | Firm change | Other |
| GOLDEN RETIREMENT ADVISORS, INC. | FISHER INVESTMENTS | Jun 13, 2013 | Sep 18, 2013 | 97 | Firm change | Other |
| SHANDON HILL CAPITAL, LLC | GOLDEN RETIREMENT ADVISORS, INC. | Mar 30, 2011 | Aug 13, 2012 | 502 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | SHANDON HILL CAPITAL, LLC | Feb 5, 2009 | Mar 19, 2009 | 42 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | May 2, 2005 | May 3, 2005 | 1 | Firm change | Other |