DFX Intelligence

J••••••• R•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J••••••• R•••••• F•••••

Advisor at S••••• W••••• M••••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:daa6cbdc-0f67-6697-eb93-a2b1e0c9fe61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M••••••••• L••	State registered	Jan 7, 2014	n/a	yes	AUSTIN, TX	Current employment
B••••• • B•••••••• L•••	State registered	Sep 28, 2011	Nov 9, 2012	no	MIAMI, FL\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H• B•••• I•••	B••••• • B•••••••• L•••	Mar 17, 2014	Sep 28, 2011	-901	Firm change after gap	Other
B••••• • B•••••••• L•••	S••••• W••••• M••••••••• L••	Nov 9, 2012	Jan 7, 2014

Relationships

Registered with (4)

→ S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 7, 2014 to presentfactForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Oct 2, 2008 to Mar 17, 2014factForm ADV
→ B••••• • B•••••••• L•••Registered adviserregistration: previous registration
Sep 28, 2011 to Nov 9, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daa6cbdc-0f67-6697-eb93-a2b1e0c9fe61
First observed: Jan 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.