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Advisor at FULLINGTON & ASSOCIATES, LLC
LAKE CHARLES, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FULLINGTON & ASSOCIATES, LLC | State registered | Dec 16, 2010 | n/a | yes | LAKE CHARLES, LA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 20, 2002 | Mar 31, 2004 | no | LAKE CHARLES, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | FULLINGTON & ASSOCIATES, LLC | Mar 31, 2004 | Dec 16, 2010 | 2,451 | Firm change after gap | Other |