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Registered advisor
M•••••• C•••••• F•••••••••
Feed of 09/14/2026
At current firm
15 y
since Dec 16, 2010
In the industry
25 y
since Feb 10, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••••••• • A••••••••• L•• state registered currentsince Dec 16, 2010 · Lake Charles, La
- S••••••••• A•••••• A•••••••• I••• formerDec 20, 2002 to Mar 31, 2004 · Lake Charles, La
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to F••••••••• • A••••••••• L••left Mar 31, 2004, registered Dec 16, 2010 (2451 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address