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Advisor at VESTOR CAPITAL, LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VESTOR CAPITAL, LLC | Independent wealth | Feb 9, 2023 | n/a | yes | CHICAGO, IL | Current employment |
| VESTOR CAPITAL, LLC | Independent wealth | Dec 2, 2020 | Dec 31, 2021 | no | Oak Brook, IL|CHICAGO, IL | Previous registration |
| AUSDAL FINANCIAL PARTNERS, INC. | Independent wealth | Sep 10, 2009 | Dec 4, 2012 | no | DOWNERS GROVE, IL|OAK BROOK, IL | Previous registration |
| OAK ASSET MANAGEMENT, LLC | Former SEC adviser | Apr 10, 2006 | Dec 31, 2020 | no | OAK BROOK, IL | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Mar 16, 2006 | Sep 8, 2009 | no | OAK BROOK, IL|BOSTON, MA | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 4, 2001 | Aug 10, 2005 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OAK ASSET MANAGEMENT, LLC | AUSDAL FINANCIAL PARTNERS, INC. | Dec 31, 2020 | Sep 10, 2009 | -4,130 | Firm change after gap | Other |
| AUSDAL FINANCIAL PARTNERS, INC. | VESTOR CAPITAL, LLC | Dec 4, 2012 | Dec 2, 2020 | 2,920 | Firm change after gap | Other |
| WATERSTONE FINANCIAL GROUP, INC. | OAK ASSET MANAGEMENT, LLC | Sep 8, 2009 | Apr 10, 2006 | -1,247 | Firm change after gap | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | WATERSTONE FINANCIAL GROUP, INC. | Aug 10, 2005 | Mar 16, 2006 | 218 | Firm change | Other |