DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 165855
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SARA LOUISE BARRY | n/a | CHICAGO, IL | 4 | 13 | 1 | no |
| DENNIS JAMES SLOTT | Certified Financial Planner | CHICAGO, IL | 4 | 41 | 3 | no |
| ELAINE SUE MOSS | n/a | CHICAGO, IL | 4 | 38 | 3 | no |
| TIMOTHY RALPH DETLOFF | Chartered Financial Analyst | CHICAGO, IL | 4 | 22 | 4 | no |
| THOMAS BRICE EGAN | n/a | CHICAGO, IL | 4 | 11 | 2 | no |
| JASON A BLANDFORD | n/a | CHICAGO, IL | 4 | 23 | 4 | no |
| JILL ALWOOD SHUTER | n/a | CHICAGO, IL | 4 | 19 | 2 | no |
| SAMANTHA HARRISON DUBUQUE | n/a | CHICAGO, IL | 4 | 15 | 2 | no |
| CAROLYN CETERA BARR | n/a | CHICAGO, IL | 4 | 17 | 1 | no |
| PETER J MULLINS | Certified Financial Planner | CHICAGO, IL | 4 | 16 | 2 | no |
| MARK RICHARD HOLDEN | Certified Financial Planner | CHICAGO, IL | 4 | 18 | 6 | no |
| JOHN P DILLON | n/a | CHICAGO, IL | 4 | 13 | 2 | no |
| BRIAN C. BAKER | Certified Financial Planner | CHICAGO, IL | 4 | 13 | 1 | no |
| Jake Alan Gice | n/a | CHICAGO, IL | 4 | 10 | 2 | no |
| MARTIN BUEHLER | n/a | CHICAGO, IL | 4 | 35 | 3 | no |
| John Matthew Malusa | Chartered Financial Analyst | CHICAGO, IL | 4 | 10 | n/a | no |
| ANTHONY WAYNE GREENWOOD | n/a | CHICAGO, IL | 4 | 20 | 3 | no |
| STEPHEN M KONSLER | n/a | CHICAGO, IL | 3 | 14 | 1 | no |
| SCOTT ANTHONY STUTH | n/a | CHICAGO, IL | 3 | 41 | 5 | no |
| EVAN ANTHONY SULLIVAN | n/a | CHICAGO, IL | 2 | 14 | n/a | no |
| Lauren Connelly | Certified Financial Planner | CHICAGO, IL | 2 | 12 | 1 | no |
| Grace Martin | n/a | CHICAGO, IL | 2 | 12 | n/a | no |
| William R Grehan | n/a | CHICAGO, IL | 1 | 12 | n/a | no |
| Katie Marlo Tucker | n/a | CHICAGO, IL | 0 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAKER, BRIAN, C. | Partner | Na | yes | 03/2023 | Mar 27, 2026 | Mar 27, 2026 |
| BUEHLER, MARTIN | President | Na | yes | 12/2012 | Mar 27, 2026 | Mar 27, 2026 |
| FOCUS OPERATING, LLC | Member | E | yes | 10/2012 | Mar 27, 2026 | Mar 27, 2026 |
| MULLINS, PETER, J | Partner | Na | yes | 12/2020 | Mar 27, 2026 | Mar 27, 2026 |
| SLOTT, DENNIS, JAMES | EXECUTIVE VICE PRESIDENT | Na | yes | 10/2012 | Mar 27, 2026 | Mar 27, 2026 |
| STUTH, SCOTT, ANTHONY | Partner | Na | yes | 12/2020 | Mar 27, 2026 | Mar 27, 2026 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 11, 2023 | Oct 21, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | MANAGING MEMBER | E | yes | 07/2018 | Aug 24, 2018 | Oct 21, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Oct 30, 2012 | Oct 21, 2024 |
| BARR, CAROLYN, CETERA | CHIEF COMPLIANCE OFFICER | Na | no | 06/2020 | Mar 27, 2026 | Mar 27, 2026 |
| DUBUQUE, SAMANTHA, HARRISON | CHIEF OPERATING OFFICER | Na | no | 01/2024 | Mar 27, 2026 | Mar 27, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FOCUS RISK SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LAKE FOREST | IL | United States | 4 | no |
| Oakbrook | IL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $2.3B | $2.3B | 27 | 24 | 2 | n/a | n/a |
| 2024 | Apr 9, 2025 | $2.1B | $2.1B | 27 | 21 | 2 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.8B | $1.8B | 25 | 21 | 2 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.5B | $1.5B | 25 | 21 | 2 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.7B | $1.7B | 22 | 19 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $1.4B | $1.4B | 20 | 18 | 1 | n/a | n/a |
| 2019 | Feb 14, 2020 | $993M | $993M | 18 | 16 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $764M | $752M | 19 | 18 | 1 | n/a | n/a |
| 2017 | Mar 26, 2018 | $730M | $705M | 16 | 16 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $590M | $576M | 15 | 15 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $540M | $527M | 14 | 14 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $568M | $556M | 15 | 15 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $525M | $506M | 12 | 12 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $444M | $421M | 12 | 12 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.3B | $2.1B | 9.4% | $1.5B | 16.1% | 27 | 27 | 2 | 2 |