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Advisor at AE WEALTH MANAGEMENT, LLC
Louisville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Dec 21, 2021 | n/a | yes | Louisville, KY|Louisville, KY | Current employment |
| FWG INVESTMENTS, LLC | Independent wealth | Mar 6, 2017 | Dec 20, 2021 | no | Lexington, KY | Previous registration |
| EDWARD JONES | National bd RIA | May 20, 2016 | Mar 1, 2017 | no | Louisville, KY|Rock Hill, SC|ST LOUIS, MO|ROCK HILL, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FWG INVESTMENTS, LLC | AE WEALTH MANAGEMENT, LLC | Dec 20, 2021 | Dec 21, 2021 | 1 | Firm change | RIA to ibd |
| EDWARD JONES | FWG INVESTMENTS, LLC | Mar 1, 2017 | Mar 6, 2017 | 5 | Firm change | Ibd to RIA |