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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FLORHAM PARK, NJ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 26, 2026 | n/a | yes | FLORHAM PARK, NJ|NEW YORK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 25, 2022 | Aug 23, 2026 | no | FLORHAM PARK, NJ|SOMERVILLE, NJ|MILLBURN, NJ|HILLSBOROUGH, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 18, 2022 | Oct 27, 2022 | no | MORRISTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 23, 2026 | Aug 26, 2026 | 3 | Firm change | Wirehouse to wirehouse |
| EQUITABLE ADVISORS, LLC | J.P. MORGAN SECURITIES LLC | Oct 27, 2022 | Oct 25, 2022 | -2 | Firm change | Ibd to wirehouse |