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RIA / WealthAdvisor15 years in industry

JOHN JOSEPH ERNY

Advisor at INTEGRITY ALLIANCE, LLC

URBANDALE, IA | Olathe, KS

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Search this name across graphsid dfx:ria:dac18c73-2963-42af-7290-b97c8c082daa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 25, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 12, 2017
First registration: May 25, 2017
Dual registered: no
Other names: JOHN J. ERNY
IAPD individual key: 4467492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jul 24, 2026	n/a	yes	URBANDALE, IA\|Olathe, KS	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 22, 2020	Sep 30, 2022	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|EDGERTON, KS\|KANSAS CITY, MO\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|KANSAS CITY, MO\|GARDNER, KS	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	May 2, 2018	Jun 12, 2020	no	Mission, KS\|Mission, KS\|Overland Park, KS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	May 9, 2018	no	OLATHE, KS\|SAINT ALBANS, MO	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	May 25, 2017	Nov 29, 2017	no	ST. ALBANS RD, MO\|OLATHE, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	INTEGRITY ALLIANCE, LLC	Sep 30, 2022	Jul 24, 2026	1,393	Firm change after gap	RIA to ibd
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Jun 12, 2020	Jun 22, 2020	10	Firm change	Ibd to ibd
LPL FINANCIAL LLC	OSAIC INSTITUTIONS, INC.	May 9, 2018	May 2, 2018	-7	Firm change	RIA to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:6413:KS:2017-11-29	Nov 29, 2017	Nov 29, 2017	OLATHE, KS	Firm change

Relationships

Registered with (4)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 22, 2020 to Sep 30, 2022factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
May 2, 2018 to Jun 12, 2020factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
May 25, 2017 to Nov 29, 2017factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
John Joseph Erny left Lpl Financial Llc for Integrity Alliance, Llc (registered 2026-07-24)
Form ADVobserved 6 days ago