DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• J••••• E•••

I•••••••• A•••••••• L••BD affiliatedUrbandale, Ia IA-onlyIAPD 4467492

Feed of 09/15/2026

Also filed as J••• J. E•••

At current firm

0 y

since Jul 24, 2026

In the industry

15 y

since Mar 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••••• A•••••••• L•• BD affiliated current
since Jul 24, 2026 · Urbandale, Ia
L•• F•••••••• L•• BD affiliated
Jun 22, 2020 to Sep 30, 2022 · Overland Park, Ks
O•••• I••••••••• I••• BD affiliated
May 2, 2018 to Jun 12, 2020 · Mission, Ks
L•• F•••••••• L•• BD affiliated
Nov 29, 2017 to May 9, 2018 · Olathe, Ks
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
May 25, 2017 to Nov 29, 2017 · St. Albans Rd, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to I•••••••• A•••••••• L••
left Sep 30, 2022, registered Jul 24, 2026 (1393 days) · RIA to affiliated broker-dealer or bank
O•••• I••••••••• I••• to L•• F•••••••• L••
left Jun 12, 2020, registered Jun 22, 2020 (10 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to O•••• I••••••••• I•••
left May 9, 2018, registered May 2, 2018 (-7 days) · RIA to affiliated broker-dealer or bank
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••
left Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team

Signals

J••• J••••• E••• left L•• F•••••••• L•• for I•••••••• A•••••••• L•• (registered 2026-07-24)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address